Ricardo Cadena
Ricardo Cadena is a registered investment advisor at LPL Financial LLC, based in Dallas, TX, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
13155 Noel Rd, Ste 900, Dallas, TX, 75240
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ricardo owns RMC Wealth Management, PLLC, a DBA, and dedicates nearly full-time hours to securities trading. He also sells insurance products, including life insurance and annuities, through RMC Wealth Management PLLC, spending about a quarter of his time on these activities. Additionally, Ricardo owns Secure Transport, Inc., a trucking services company, and helps with accounting, spending about 10-20% of his time on this.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Next Financial Group, INC.Broker
Next Financial Group, INC.
Edward Jones
Edward JonesBroker
State Registrations6 states
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