Jonathan Herbert
Jonathan Herbert is a registered investment advisor at LPL Financial LLC, based in Highlands Ranch, CO, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8744 Kendrick Castillo Way, Suite 535, Highlands Ranch, CO, 80129
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jonathan owns Jonathan Herbert Inc. for tax/investment purposes, and RMW Financial Group and RMW Rocky Mountain Wealth Advisory Group, LLC as DBAs for his LPL business. He also sells non-variable life insurance and annuities through Crump Financial, and owns H&H Properties LLC for real estate rental, dedicating a few hours per week to each. Jonathan spends nearly full-time on RMW Rocky Mountain Wealth Advisory Group, LLC.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations38 states
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