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John Switzer

10 Years of Experience
Louisville, KY
Broker

John Switzer is a registered investment advisor at Morgan Stanley, based in Louisville, KY, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

4969 US Highway 42, Suite 1200, Louisville, KY, 40222

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is a board member at Big Spring Country Club since December 2020, spending minimal time outside of business hours. This activity is investment-related.

Employment History
Current Registrations
Morgan Stanley
April 2016 - Present · 10 yrs 3 mos
Morgan StanleyBroker
February 2016 - Present · 10 yrs 5 mos
State Registrations19 states
CADEFLGAILINKYMDMINCNVNYOHPASCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Switzer - Financial Advisor | TrueAdvisor