Dean Knieps is a registered investment advisor, based in Summit, NJ, with 10 years of industry experience.
Location
475 Springfield Ave, Summit, NJ, 07901
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dean works as an internal wholesaler for KME Insurance Brokerage, dedicating full-time hours to this insurance business. He is also an IAR representative for TLG Advisors, Inc., but spends no time on this activity.
Employment History
Current Registrations
The Leaders Group, INC.
July 2020 - Present · 6 yrs 2 mos
Tlg Advisors, INC.
July 2020 - Present · 6 yrs 2 mos
The Leaders Group, INC.Broker
July 2020 - Present · 6 yrs 2 mos
Previous Registrations
MML Investors Services, LLC
March 2020 - June 2020 · 3 mos
MML Investors Services, LLCBroker
February 2016 - June 2020 · 4 yrs 4 mos
State Registrations10 states
AZFLIAILINNYPASDTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.