JH
JH

James Hardin

9 Years of Experience
Union City, TN
Broker

James Hardin is a registered investment advisor at LPL Financial LLC, based in Union City, TN, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

800 S First Street, Union City, TN, 38261

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James operates his LPL business under Beard & Sisco Investment Center and Discovery Partners Investment Center, dedicating full-time hours to the latter. He also owns rental real estate and co-owns/co-manages a wine and cocktail bar, Vive, spending about 10-20% of his time on the bar.

Employment History
Current Registrations
LPL Financial LLC
May 2016 - Present · 10 yrs
LPL Financial LLCBroker
March 2016 - Present · 10 yrs 2 mos
State Registrations23 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.