James Lingle is a registered investment advisor, based in Summit, NJ, with 10 years of industry experience.
Location
475 Springfield Ave, Summit, NJ, 07901
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 2020Other Business ActivitiesSells Insurance
James is the President of iFinancial Holdings Inc. dba iFinancial Insurance Group, an insurance agency, and spends about three-quarters of his time there. He also sells life insurance and annuities, dedicating about three-quarters of his time to that as well.
Employment History
Current Registrations
The Leaders Group, INC.Broker
July 2020 - Present · 6 yrs
Tlg Advisors, INC.
July 2020 - Present · 6 yrs
The Leaders Group, INC.
July 2020 - Present · 6 yrs
Previous Registrations
Prudential Financial Planning Services
January 2018 - August 2020 · 2 yrs 7 mos
Pruco Securities, LLC.Broker
January 2016 - August 2020 · 4 yrs 7 mos
State Registrations3 states
NCSCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.