Brian Thompson is a CFP-designated registered investment advisor at Brian Thompson Financial, based in Chicago, IL, with 10 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 4 more. Their firm serves 15 clients with $19M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.40% |
| $1.0M - $3.0M | 0.35% |
| $3M+ | 0.25% |
These fees are in addition to the Betterment fee of 0.20%. Comprehensive care clients do not pay investment advisory services fees. Investment advisory fees are included with comprehensive care services. The annual fees are negotiable.
Fee Estimator
Contact
Brian Thompson
Location
Chicago, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brian prepares taxes and provides tax representation through Brian Thompson Tax LLC. This activity accounts for about 10-20% of his time during trading hours.
Employment History
Current Registrations
Brian Thompson Financial
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
As both a tax attorney and a CERTIFIED FINANCIAL PLANNER™, I provide comprehensive financial planning to LGBTQ+ entrepreneurs who run socially-conscious service businesses.