David Peters is a CFP, ChFC-designated registered investment advisor at Peters Financial LLC, based in Richmond, VA, with 10 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 74 clients with $7.1M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are negotiable.
Fee Estimator
Location
Richmond, VA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David owns and is an accountant for Peters Tax Preparation & Consulting PC, a licensed insurance agent with David Peters Insurance Agency LLC, and involved in several other businesses including consulting, education, leasing, marketing, and mortgage origination. He dedicates minimal time to mortgage loan origination.
Employment History
Current Registrations
Peters Financial LLC
Previous Registrations
Cruice Financial Organization or Cfo Capital Management
Carroll Financial Associates INC
Cetera Advisor Networks LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.