James Garza is a registered investment advisor, based in Plano, TX, with 8 years of industry experience.
Location
7900 Windrose Ave, Plano, TX, 75024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James owns JG Sleep Well, a retail/online store, and spends minimal time on sales and marketing. He also has ownership roles in JG Five LLC, One/Song Entertainment, and J5 Family Forever LLC, dedicating a few hours per week to these ventures.
Employment History
Current Registrations
Vanguard Advisers, INC.
Vanguard Marketing Corporation
Vanguard Marketing CorporationBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
E*trade Capital Management, LLC
E*trade Securities LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
TD Ameritrade Investment Management, LLC
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
State Registrations1 state
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