EH
EH

Emily Harris

9 Years of Experience
Chicago, IL
Broker

Emily Harris is a registered investment advisor at Cetera Investment Advisers LLC, based in Chicago, IL, with 9 years of industry experience. Emily operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

4809 North Ravenswood, Suite 417, Chicago, IL, 60640

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Emily works as a paraplanner for Krebs Financial Management, assisting with creating plans and administrative work, which is a full-time commitment. She also participates in user experience research, dedicating minimal time to this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2024 - Present · 2 yrs 3 mos
Cetera Financial Specialists LLC
February 2024 - Present · 2 yrs 3 mos
Cetera Financial Specialists LLCBroker
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Cetera Investment Advisers LLC
August 2020 - January 2024 · 3 yrs 5 mos
Cetera Investment Services LLCBroker
June 2019 - January 2024 · 4 yrs 7 mos
Allstate Financial Services, LLCBroker
May 2017 - April 2019 · 1 yr 11 mos
Foresters Financial Services, INC.Broker
June 2016 - April 2017 · 10 mos
State Registrations2 states
ILKY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.