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Thomas Minuto

10 Years of Experience
Westerly, RI
Broker

Thomas Minuto is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Westerly, RI, with 10 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

85 Beach Street, Unit 17A Bldg D, Westerly, RI, 02891

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2026 - Present · 3 mos
Raymond James Financial Services, INC.Broker
February 2026 - Present · 3 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
February 2026 - February 2026 · 0 mos
Edward Jones
March 2016 - February 2026 · 9 yrs 11 mos
Edward JonesBroker
March 2016 - February 2026 · 9 yrs 11 mos
State Registrations11 states
CACTFLMAMOMTNHNJNYRIWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Minuto - Financial Advisor | TrueAdvisor