Jace James is a registered investment advisor, based in Wheaton, IL, with 9 years of industry experience.
Location
120 E. Liberty Drive, Suite 400, Wheaton, IL, 60187
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
First Trust Portfolios L.P.
May 2017 - Present · 9 yrs
First Trust Advisors LP
May 2017 - Present · 9 yrs
First Trust Portfolios L.P.Broker
May 2017 - Present · 9 yrs
Previous Registrations
Astor Investment Management LLC
November 2016 - May 2017 · 6 mos
Northern Lights Distributors, LLCBroker
September 2016 - May 2017 · 8 mos
State Registrations4 states
ARILOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.