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Austin Spires

9 Years of Experience
Gaylord, MI
Broker

Austin Spires is a registered investment advisor at Raymond James & Associates, INC., based in Gaylord, MI, with 9 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

860 N Center Ave, Suite A, Gaylord, MI, 49735

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Austin owns Jack Pine Ventures LLC, which will lease real estate for their Raymond James Advisor Select office, and is a committee member for Otsego Community Foundation overseeing financial planning. Both activities require minimal time commitment.

Employment History
Current Registrations
Raymond James & Associates, INC.
May 2016 - Present · 10 yrs
Raymond James & Associates, INC.Broker
April 2016 - Present · 10 yrs 1 mo
State Registrations20 states
AZCADCFLGAINKSKYMAMDMINCNJNYOHPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Austin Spires - Financial Advisor | TrueAdvisor