David Zarling
David Zarling is a registered investment advisor at Client First Investment Management LLC, based in West Bend, WI, with 9 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 608 clients with $270M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.50% |
| $100K - $1.0M | 2.00% |
| $1.0M - $10.0M | 1.75% |
| $10.0M - $100.0M | 1.63% |
| $100M+ | 1.56% |
Fees are negotiable. Account values of family members may be combined to determine the applicable advisory fee.
Fee Estimator
Location
215 N. Main Street, Suite 1040, West Bend, WI, 53095
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David has an ownership interest in Client First Insurance Services, LLC, a licensed insurance agency, and may receive compensation from it, creating a potential conflict of interest. He is also the Managing Member of Client First Tax Services LLC, a tax preparation company.
Employment History
Current Registrations
Client First Investment Management LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.