Thomas Pugh
Thomas Pugh is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Mauldin, SC, with 8 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
102 Renaissance Circle, Mauldin, SC, 29662
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Regulatory History (1)
Financial
March 2016Other Business ActivitiesSells Insurance
Thomas works as a driver for Uber, an independent insurance agent for various companies through SmartPro Financial LLC, and a music director at Immanuel Lutheran Church. He is also an advisory representative of a RIA, a real estate agent, and an investment advisor representative for SmartPro Financial, dedicating full-time hours to these roles.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Ameritas Investment CORP.Broker
PFS Investments INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.