Wendi Svitak is a CFP-designated registered investment advisor at Bard Associates INC, based in Chicago, IL, with 7 years of industry experience. Wendi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 181 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $3.0M | 0.80% |
| $3.0M - $4.0M | 0.70% |
| $4.0M - $5.0M | 0.60% |
| $5M+ | 0.50% |
Fees may be negotiated for large accounts, and family accounts can be combined for fee calculation.
Fee Estimator
Location
233 South Wacker Drive, Suite 4400, Chicago, IL, 60606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Wendi is involved with The Retirement Network, Ltd, Leelyn Smith (DBA for LPL business), Leelyn Smith, LLC (providing administrative support for about 10-20% of her time), Emergent Partners (DBA for LPL business), and also works as an independent notary public, dedicating minimal time to this.
Employment History
Current Registrations
Bard Associates INC
Previous Registrations
Leelyn Smith, LLC
LPL Financial LLC
LPL Financial LLCBroker
State Registrations1 state
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Exams
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