Kelly Longo is a registered investment advisor, based in Los Angeles, CA, with 9 years of industry experience.
Location
515 South Flower Street, Los Angeles, CA, 90071
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Tcw Funds Distributors LLC
March 2024 - Present · 2 yrs 2 mos
Tcw Investment Management Company LLC
March 2024 - Present · 2 yrs 2 mos
Tcw Funds Distributors LLCBroker
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Putnam Investment Management, LLC
September 2021 - January 2024 · 2 yrs 4 mos
Putnam Retail Management Limited PartnershipBroker
April 2016 - January 2024 · 7 yrs 9 mos
State Registrations38 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.