DG
CFP
DG
CFP

David Gallaway

10 Years of Experience
Wayne, NJ
Broker

David Gallaway is a CFP-designated registered investment advisor, based in Wayne, NJ, with 10 years of industry experience.

Location

516 Hamburg Turnpike, Suite 1, Wayne, Wayne, NJ, 07470

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David works as an independent contractor for Mortgage Network Solutions and owns David M Gallaway Tax Service, each taking about half of his time. He also owns David M. Gallaway Financial Services, LLC, dedicating a full-time equivalent to this investment-related business.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
June 2017 - November 2020 · 3 yrs 5 mos
First Allied Securities, INC.Broker
December 2016 - September 2022 · 5 yrs 9 mos
Tfs Securities, INC.Broker
February 2016 - December 2016 · 10 mos
State Registrations11 states
COCTFLGANCNJNYPASCTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Gallaway - Financial Advisor | TrueAdvisor