James Sinnott is a CFP-designated registered investment advisor, based in Falls Church, VA, with 10 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.
Location
7639 Leesburg Pike, Falls Church, VA, 22043
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a Vice President at Capstone, Kestra Advisory Services, and RBMUHA, engaging in registered rep activities, investment advisory services, and retirement plan advisory services. These roles collectively take up full-time hours.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Morgan Stanley
Morgan StanleyBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- James Knochenmus, CFPVitality Planning, LLC
- Elizabeth Napper, CFPCw Advisors, LLC
- Robert Burns, ChFCAllstate Financial Advisors, LLC
- Karen Blair, CFPCjm Wealth Advisers, LTD.
- Samer Eshmawy, CFPAzzad Asset Management, INC.
- Melissa Paine, CFP