TB
TB

Thomas Bray

5 Years of Experience
Orlando, FL
Broker

Thomas Bray is a registered investment advisor at Cetera Investment Advisers LLC, based in Orlando, FL, with 5 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

7380 W Sand Lake Rd #500, Orlando, FL, 32819

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas performs administrative duties for Waterstone Financial Group, a financial services firm, dedicating about 10-20% of his time. He also owns a business raising and selling corals and tropical fish online, spending a few hours per week on it.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2023 - Present · 3 yrs 2 mos
Cetera Wealth Services, LLCBroker
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
December 2022 - June 2023 · 6 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.