AF
AF

Alexander Filosa

10 Years of Experience
New York, NY
Broker

Alexander Filosa is a registered investment advisor, based in New York, NY, with 10 years of industry experience.

Location

New York, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Citi Private Alternatives, LLC
November 2019 - Present · 6 yrs 10 mos
Citi Private Alternatives, LLCBroker
November 2019 - Present · 6 yrs 10 mos
Citigroup Global Markets INC.
September 2016 - Present · 10 yrs
Citigroup Global Markets INC.
September 2016 - Present · 10 yrs
Citigroup Global Markets INC.Broker
September 2016 - Present · 10 yrs
Previous Registrations
National Securities CorporationBroker
February 2016 - August 2016 · 6 mos
State Registrations20 states
CACOCTDCFLILMAMDMEMNNJNYORPARITNUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.