Maria Caston is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
845 Texas Avenue, Suite 1810, Houston, TX, 77002
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
November 2023 - Present · 2 yrs 6 mos
Morgan Stanley
November 2023 - Present · 2 yrs 6 mos
Morgan Stanley
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
November 2022 - November 2023 · 1 yr
Raymond James Financial Services, INC.Broker
January 2020 - November 2023 · 3 yrs 10 mos
Raymond James & Associates, INC.Broker
January 2019 - December 2019 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.