Spencer Warn is a CFP-designated registered investment advisor, based in Farmington Hls, MI, with 10 years of industry experience. Spencer is also registered as a broker, so some compensation may come from commissions on products sold.
Location
33533 W Twelve Mile Rd, Suite 100, Farmington Hls, MI, 48331
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Regulatory History (1)
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Customer Dispute
July 2025Denied
Other Business Activities
Spencer owns rental property at the same location as his registered business, dedicating a few hours per week to it. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Services LLC
June 2019 - Present · 7 yrs 4 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 4 mos
Cetera Investment Advisers LLC
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Foresters Advisory Services, LLC
June 2018 - June 2019 · 1 yr
Foresters Financial Services, INC.Broker
March 2016 - June 2019 · 3 yrs 3 mos
State Registrations15 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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- Vicki Filipiak, CFP