James Rose
James Rose is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Beloit, WI, with 9 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
400 Broad Street, Beloit, WI, 53511
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James works as a Financial Advisor at First Mid Bank And Trust since December 2023. This takes about a quarter to half of his time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations20 states
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