Stephen Johnson is a registered investment advisor at Victory Financial, based in Houston, TX, with 9 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,937 clients with $690M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Victory Financial Group offers investment management and wealth management services for an annual fee based on the amount of your portfolio. This fee varies between 0.50% and 1.50%, depending on the size and composition of your portfolio, and the type and amount of services rendered. The investment advisor representatives determine the fee charged to the client, so clients can pay a higher fee than another representative would charge under similar circumstances. If a third-party independent manager is engaged for the management of your assets, this fee shall be inclusive of any third-party independent management fees. Clients for whom Victory manages held-away assets through their third-party platform shall be charged up to an additional 0.30% platform fee.
Location
802 W. 17th Street, Unit 200, Houston, TX, 77008
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is an investment advisor representative (IAR) with Victory Financial Group DBA Capitalwise Wealth Management. He also works as an insurance agent providing fixed/traditional insurance advice based on client need, dedicating a few hours per week.
Employment History
Current Registrations
Victory Financial
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.