Nancy Ulloa is a registered investment advisor, based in Irvine, CA, with 6 years of industry experience.
Location
18872 Mac Arthur Blvd., Suite 410, Irvine, CA, 92614
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nancy works as a Branch Operations Manager at Clearview 401k Consultants, Inc. since June 2020. She manages operations and interacts with individual and 401k clients.
Employment History
Current Registrations
World Investments, LLCBroker
October 2025 - Present · 7 mos
World Investment Advisors, LLC
December 2020 - Present · 5 yrs 5 mos
Previous Registrations
Pensionmark Securities, LLCBroker
July 2020 - October 2025 · 5 yrs 3 mos
Pensionmark Securities, LLCBroker
October 2019 - April 2020 · 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.