DB
DB

Daniel John Baxter

9 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
22 advisors
Number of Clients
1,751 clients
Average Client Portfolio
$202K average
Assets Under Management
$353.7M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.5M1.00%
$1.5M - $2.5M0.80%
$2.5M+0.60%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Platteville, WI

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Daniel is a full-time insurance agent for Alliance America since 2015, selling life and health insurance. He is also a partner in two real estate holding LLCs and co-owns a rental house, spending minimal time on management and landlord duties for these ventures.

Employment History
Current Registrations
United Advisors America
April 2017 - Present · 8 yrs 10 mos
Previous Registrations
Mutual of Omaha Investor Services, INC.Broker
March 2016 - December 2016 · 9 mos
State Registrations1 state
WI
Advisor
Exams
No exam information available for this advisor.