William Mistretta is a registered investment advisor at LPL Financial LLC, based in Williamsville, NY, with 4 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6500 Sheridan Drive, Suite 200, Williamsville, NY, 14221
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William is a Salaried Associate Wealth Manager at WNY Asset Management LLC, dedicating full-time hours to this role. He is also a CPA at Spectrum Financial Group and WNY Tax Planners, LLC, spending about a quarter of his time and about half his time respectively on tax return preparation.
Employment History
Current Registrations
LPL Financial LLCBroker
Wny Asset Management, LLC
Previous Registrations
Cadaret, Grant & CO., INC.Broker
State Registrations1 state
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