Katherine Aubart is a registered investment advisor at Bernicke Wealth Management, based in Altoona, WI, with 6 years of industry experience. Katherine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 868 clients with $890M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
Maximum annual fee is 1.75%. Fees are negotiable on a client-by-client basis.
Fee Estimator
Location
1565 Bluestem Blvd., Altoona, WI, 54720
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Katherine is a Notary Public, commissioned through March 15, 2029, dedicating minimal time to this activity. She also works full-time as a Registered Investment Advisor (RIA) with Bernicke Wealth Management.
Employment History
Current Registrations
Bernicke Wealth Management
Private Client Services, LLCBroker
Previous Registrations
Great Valley Advisor Group, LLC
LPL Financial LLCBroker
Triad Advisors LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- William Peterson, CFPBernicke Wealth Management
- Steven Latham, CFPBernicke Wealth Management
- Robert Spaeth, CFAOrgel Wealth Management, LLC
- Benjamin Kanz, CFAOrgel Wealth Management, LLC
- Geoffrey Probst, CFPOrgel Wealth Management, LLC
- Ty Bernicke, CFPPrivate Client Services, LLC