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Michael Mallory

9 Years of Experience
Houston, TX
Broker

Michael Mallory is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

845 Texas Avenue, Suite 1810, Houston, TX, 77002

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is a co-trustee of a rental property since June 2023, dedicating minimal time outside business hours. He also made a simple loan to a family member in December 2023, with no duties or roles.

Employment History
Current Registrations
Morgan Stanley
July 2021 - Present · 5 yrs
Morgan Stanley
June 2021 - Present · 5 yrs 1 mo
Morgan StanleyBroker
June 2021 - Present · 5 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLCBroker
June 2016 - June 2021 · 5 yrs
State Registrations22 states
AZCACOCTDCDEFLGAILMAMNNHNJNMNVNYOHPATNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Mallory - Financial Advisor | TrueAdvisor