Sarah Morgan is a registered investment advisor, based in Guntersville, AL, with 3 years of industry experience.
Location
429 Gunter Avenue, Suite A, Guntersville, AL, 35976
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Sarah works as an independent contractor for Cornerstone Legacy Advisors and Freedom Street, both support companies. She dedicates about 10-20% of her time to each of these businesses.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
March 2024 - Present · 2 yrs 4 mos
Steward Partners Investment Advisory, LLC
March 2024 - Present · 2 yrs 4 mos
Steward Partners Investment Solutions, LLCBroker
March 2024 - Present · 2 yrs 4 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
February 2023 - March 2024 · 1 yr 1 mo
Raymond James Financial Services, INC.Broker
September 2022 - March 2024 · 1 yr 6 mos
State Registrations1 state
AL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.