Carl Sera is a registered investment advisor at Sera Capital Management, LLC, based in Annapolis, MD, with 10 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 100 clients with $83M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.60% |
| $5M+ | 0.60% |
Fees are negotiable above $5,000,000. Non-Discretionary Trust Accounts have a different fee schedule: $0 - $2,000,000: 0.65%, $2,000,001 - $4,000,000: 0.60%, $4,000,001 - $5,000,000: 0.55%, $5,000,001 - $10,000,000: 0.50%, $10,000,001 - $20,000,000: 0.45%, Above $20,000,000: 0.40%. Certain legacy and family accounts are subject to a fee schedule that may be higher or lower than the fee schedule shown above.
Fee Estimator
Location
1910 Towne Centre Blvd, Suite 250, Annapolis, MD, 21401
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carl is an independent insurance agent and sells life insurance policies on occasion. He dedicates minimal time to this activity.
Employment History
Current Registrations
Sera Capital Management, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.