KH
KH
Katherine Hooper
9 Years of Experience
Newport Beach, CA
1 DisclosureBroker
Katherine Hooper is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Newport Beach, CA, with 9 years of industry experience. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
4100 Newport Place, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (1)
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Judgment / Lien
December 2009Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2026 - Present · 5 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 5 mos
Previous Registrations
U.S. Bancorp Investments, INC.
January 2017 - February 2026 · 9 yrs 1 mo
U.S. Bancorp Investments, INC.Broker
January 2017 - February 2026 · 9 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2016 - December 2016 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2016 - December 2016 · 9 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.