Sean Carroll is a registered investment advisor, based in Colorado Springs, CO, with 9 years of industry experience.
Location
Colorado Springs, CO
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.
July 2022 - Present · 3 yrs 10 mos
Empower Advisory Group, LLC
July 2022 - Present · 3 yrs 10 mos
Empower Financial Services, INC.Broker
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
T. Rowe Price Advisory Services, INC.
June 2021 - January 2022 · 7 mos
T. Rowe Price Investment Services, INC.Broker
April 2016 - January 2022 · 5 yrs 9 mos
State Registrations46 states
AKALARAZCACOCTDEGAHIIAIDILINKSKYMAMEMIMNMOMSMTNCNDNENHNJNMNVNYOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.