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Mollie Wray

9 Years of Experience
Denver, CO
Broker

Mollie Wray is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Denver, CO, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

210 University Boulevard, Ste 800, Denver, CO, 80206

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
January 2021 - Present · 5 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
Alera Investment Advisors, LLC
November 2017 - January 2021 · 3 yrs 2 mos
Triad Advisors LLCBroker
November 2017 - January 2021 · 3 yrs 2 mos
Securian Financial Services, INC.
September 2016 - November 2017 · 1 yr 2 mos
Securian Financial Services, INC.Broker
July 2016 - November 2017 · 1 yr 4 mos
State Registrations39 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.