DM
DM

Diana Malak

9 Years of Experience
New York, NY
Broker

Diana Malak is a registered investment advisor at Morgan Stanley, based in New York, NY, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

399 Park Avenue, 12th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Diana is involved with Poshmark, starting in 2014. She dedicates minimal time to this investment-related activity outside of business hours.

Employment History
Current Registrations
Morgan Stanley
January 2021 - Present · 5 yrs 4 mos
Morgan StanleyBroker
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
June 2016 - September 2020 · 4 yrs 3 mos
State Registrations27 states
CACOCTDCDEFLGAILINMAMDMINCNDNHNJNVNYORRISCSDTXVAVirgin IslandsWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.