Austin Bell is a registered investment advisor, based in Charlotte, NC, with 8 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Austin is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is not investment-related.
Employment History
Current Registrations
Vanguard Marketing Corporation
July 2021 - Present · 5 yrs
Vanguard Advisers, INC.
July 2021 - Present · 5 yrs
Vanguard Marketing CorporationBroker
July 2021 - Present · 5 yrs
Previous Registrations
LPL Financial LLC
November 2017 - November 2020 · 3 yrs
LPL Financial LLCBroker
November 2017 - November 2020 · 3 yrs
Investment Centers of America, INC.
December 2016 - November 2017 · 11 mos
Investment Centers of America, INC.Broker
September 2016 - November 2017 · 1 yr 2 mos
State Registrations3 states
INNCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.