John Babu is a PFS-designated registered investment advisor, based in Stafford, TX, with 8 years of industry experience.
Location
810 Murphy Rd, Ste G, Stafford, TX, 77477
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John sells insurance products through Avantax Insurance Agency, dedicating about 10-20% of his time. He is also a managing member of JJB CPA Group PLLC, providing CPA services and financial planning, which takes about a quarter of his time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
Principal Securities, INC.
Principal Securities, INC.Broker
Wiseview Financial Services
State Registrations1 state
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