MS
MS
Megan Sloma
9 Years of Experience
South Bend, IN
1 DisclosureBroker
Megan Sloma is a registered investment advisor at Cetera Investment Advisers LLC, based in South Bend, IN, with 9 years of industry experience. Megan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
17535 Generations Drive, South Bend, IN, 46635
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2018Final
Other Business Activities
Megan is the Treasurer of her son's elementary school PTO, planning school events and managing the budget. This requires minimal time each month.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2023 - Present · 2 yrs 8 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.Broker
January 2022 - August 2023 · 1 yr 7 mos
Fifth Third Securities, INC.
May 2019 - October 2021 · 2 yrs 5 mos
Fifth Third Securities, INC.Broker
March 2016 - October 2021 · 5 yrs 7 mos
State Registrations1 state
IN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.