Wade Friedel is a registered investment advisor, based in Rockville, MD, with 10 years of industry experience.
Location
2101 Gaither Rd, Ste 600, Rockville, MD, 20850
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Wade is a partner and business owner at Gridiron Sports since 2021, dealing in the acquisition and sale of collectibles like sports cards and comics. This activity takes about a quarter of his time.
Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
May 2016 - August 2023 · 7 yrs 3 mos
Securian Financial Services, INC.Broker
March 2016 - August 2023 · 7 yrs 5 mos
State Registrations15 states
AZDCFLGAILMDMENCNHNJNYORTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.