Pankaj Jaswal is a registered investment advisor at Cetera Investment Advisers LLC, based in Gurugram, with 7 years of industry experience. Pankaj operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Plit #22A Udyog Vihar, Gurugram, 122015
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Pankaj works as a process developer at Genpact, an operations processing company, since 2019. This takes nearly full-time hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Cetera Wealth Services, LLCBroker
Cetera Wealth Services, LLC
Cetera Financial Specialists LLCBroker
Cetera Financial Specialists LLC
Previous Registrations
First Allied Securities, INC.Broker
Cetera Advisor Networks LLC
Cetera Financial Specialists LLCBroker
State Registrations2 states
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