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AM
CFP
AM
CFP

Aaron J Morgenstern

Ameriprise Financial Services, LLC
9 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Ameriprise Financial Services, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12488 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K
Financial Planning:Included in AUM fee

Location

100 Summit Lake Dr, Ste 150, Valhalla, NY, 10595

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2021 - Present · 4 yrs 10 mos
Ameriprise Financial Services, LLCBroker
April 2018 - Present · 7 yrs 10 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
April 2016 - November 2017 · 1 yr 7 mos
State Registrations3 states
CTFLNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.