Alex Caratelli
Alex Caratelli is a CFP-designated registered investment advisor at LPL Financial LLC, based in North Tonawanda, NY, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1035 Payne Ave, North Tonawanda, NY, 14120
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Regulatory History (1)
Employment Separation After Allegations
December 2025Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Key Investment Services LLC
Key Investment Services LLCBroker
Fidelity Personal and Workplace Advisors
Fidelity Brokerage Services LLCBroker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Citizens Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.