John Frausto is a registered investment advisor at LPL Financial LLC, based in Howards Grove, WI, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
724 Madison Avenue, Howards Grove, WI, 53083
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John is the owner of Topspin Tennis LLC, a home-based business, dedicating about 10-20% of his time. He also works as a Tennis Associate at Sports Core, spending about 10-20% of his time, and operates under the DBA KCU Investment & Retirement Services for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
Tcfg Wealth Management, LLCBroker
Sii Investments, INC.
Sii Investments, INC.Broker
State Registrations24 states
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