Nicholas Carcione is a registered investment advisor, based in Concord, CA, with 9 years of industry experience.
Location
1655 Grant Street, 10th Floor, Concord, CA, 94520-2445
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Nicholas works full-time as an investment consulting analyst for AssetMark, Inc., a registered investment adviser and affiliate of AssetMark Brokerage, LLC. This employment began in December 2019.
Employment History
Current Registrations
Assetmark Brokerage, LLCBroker
October 2020 - Present · 5 yrs 7 mos
Assetmark Brokerage, LLC
October 2020 - Present · 5 yrs 7 mos
Assetmark, INC.
December 2019 - Present · 6 yrs 5 mos
Previous Registrations
Global Financial Private Capital, INC.
May 2016 - December 2019 · 3 yrs 7 mos
State Registrations1 state
FL
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.