Neil Fenning is a CFP-designated registered investment advisor at A5 Financial LLC, based in Bothell, WA, with 9 years of industry experience. Neil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 16 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
A5 Financial offers investment management services with fees based on the amount of your portfolio. The annual fee is 1%. A5 Financial may also use sub-advisors, but the total annual fee will not exceed 1%.
A5 Financial also offers investment management through Orion Portfolio Solutions (OPS). The annual fee for A5 Financial ranges from 0.05% to 0.17% depending on the amount of your portfolio. OPS also charges additional fees for administration, strategist models, and fixed income strategies.
Location
22722 29th Dr Se, Suite 100, Bothell, WA, 98021
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Neil works as an insurance agent selling fixed insurance products through A5 Financial LLC since January 2024. This activity takes about half of Neil's time.
Employment History
Current Registrations
A5 Financial LLC
Previous Registrations
Gradient Advisors, LLC
Decker Retirement Planning INC.
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.