LC
LC

Luis Cano

7 Years of Experience
Lakewood Ranch, FL
3 DisclosuresBroker

Luis Cano is a registered investment advisor at Cetera Investment Advisers LLC, based in Lakewood Ranch, FL, with 7 years of industry experience. Luis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

7375 University Parkway, Lakewood Ranch, FL, 34202

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 2023
Final Disposition
Criminal
October 2023
Final Disposition
Judgment / Lien
June 2022
Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2025 - Present · 5 mos
Cetera Investment Services LLCBroker
December 2025 - Present · 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2020 - July 2024 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2019 - July 2024 · 4 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
May 2016 - June 2018 · 2 yrs 1 mo
State Registrations2 states
FLGA
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Luis Cano - Financial Advisor | TrueAdvisor