RB
RB

Richard Barnes

9 Years of Experience
Chicago, IL
Broker

Richard Barnes is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Chicago, IL, with 9 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

6100 N Northwest Hwy, Chicago, IL, 60631

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2026 - Present · 3 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 3 mos
Previous Registrations
U.S. Bancorp Investments, INC.
July 2024 - February 2026 · 1 yr 7 mos
U.S. Bancorp Investments, INC.Broker
July 2024 - February 2026 · 1 yr 7 mos
J.P. Morgan Securities LLCBroker
February 2022 - July 2024 · 2 yrs 5 mos
Pruco Securities, LLC.Broker
April 2016 - October 2021 · 5 yrs 6 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.