Neal Marks is a registered investment advisor at Rks Management, INC., based in Calabasas, CA, with 6 years of industry experience. Neal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
RKS Management does not directly manage investments. Instead, RKS refers clients to third-party investment advisors like Ameriprise. The fees for investment management are charged by the third-party advisor, and RKS receives a portion of those fees. The total fee for investment management services through Ameriprise is up to 1.50% annually.
Location
23801 Calabasas Road, #2026, Calabasas, CA, 91302
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Neal is a Certified Public Accountant involved in two tax businesses, RKS Management, Inc. (minimal time) and Marks & Associates, An Accountancy Corporation (full-time). He also works with Contend, Inc. in digital media production and consulting (a few hours per week).
Employment History
Current Registrations
Rks Management, INC.
State Registrations1 state
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