SP
CFA
SP
CFA

Santhosh Palani

3 Years of Experience
Las Vegas, NV

Santhosh Palani is a CFA-designated registered investment advisor at Psp Research LLC, based in Las Vegas, NV, with 3 years of industry experience. Santhosh operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$178.6M

Fee Structure

Minimum Investment:$10M
Investment management only (planning not offered)

PSP Research's investment advisory fees are based on the value of the assets they manage and are paid quarterly in advance. The fees can range up to 2.00% annually, depending on the complexity of the services, the amount of assets managed, and the overall relationship with PSP Research. Fees may be negotiable.

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Location

Las Vegas, NV

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Santhosh is a board member and Chair of the Compensation Committee for Pyxis Oncology, and a board member and Chair of the Nomination and Governance Committee for Acrivon Therapeutics. These roles at the publicly traded biotechnology companies each take about 10-20% of Santhosh's time.

Employment History
Current Registrations
Psp Research LLC
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Cowen and CompanyBroker
April 2016 - May 2018 · 2 yrs 1 mo
State Registrations1 state
PA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Santhosh Palani - Financial Advisor | TrueAdvisor